At FS Stapleton Alliance, we understand the importance of protecting the privacy of our clients. In order to provide prudent and effective investment management advice to individual investors, FS Stapleton Alliance will from time to time request, acquire and maintain client information that could be considered personally identifying.
In order to provide you with a level of service appropriate to the realization of your financial goals, FS Stapleton Alliance needs to collect certain information about you and your financial circumstances. Information we request may include the following:
FS Stapleton Alliance uses only legal methods to collect personal information. Ordinarily, we do not access any personal information that might be available from third parties other than those you specifically authorize to disseminate such information to us. These third parties may include:
FS Stapleton Alliance takes your privacy very seriously. In the normal course of conducting business, we will not disclose or share any personally identifying information with any third party without your express written authorization.
However, under certain circumstances we may be required to share your personally identifying information with third parties. For example, we may need to allocate a portion of your investment capital to a mutual fund provided by a third party. We will also disclose your personally identifying information if compelled to do so by a legal court order.
FS Stapleton Alliance has allocated significant resources for technological infrastructure designed to protect all electronically-held information. Your personal information is stored on secure servers protected by hardware and software firewalls and on encrypted cloud storage facilities.
All access to your personal information is password-protected. Access is restricted to employees who are authorized to access client information and have signed confidentiality agreements.
FS Stapleton Alliance reserves the right to amend this policy without prior notice. Whenever this policy is amended, changes will be posted on our website. This ensures that you are always kept fully aware of the personal information we gather, how we use it and under what circumstances we can disclose it.